2026 · 3rd Quarter (July 1 - Sep 30)
Filed by AMERICAN SECURITIES ASSOCIATION.
Open official filingSource-reported fields
Expense method: A
Literal source text
- H.R. 1483/S. 658, the Protecting Investors Personally Identifiable Information Act - Issues related to cryptocurrency market structure - H.R. 3633, Digital Asset Market Clarity Act of 2025, and related Senate legislation
Literal federal measure citations: H.R. 1483, S. 658, H.R. 3633
- Issues relating to the Consolidated Audit Trail (CAT)
- General tax reform - Issues related the the municipal bond tax exemption - Issues related to Section 199A deductions - Issues related to financial transaction tax - H.R 1, One Big Beautiful Bill Act - Issues relating to the expansion of 529 plans - H.R.2089 and S.1839, Generating Retirement Ownership Through Long-Term Holding Act of 2025 (GROWTH Act) - Issues relating to Trump accounts (EO 14403)
- Issues related to capital formation - Issues related to SEC and SRO reform, SRO constitutionality concerns - H.R. 3395, Middle Market IPO Cost Act - Issues related to investor fraud and foreign state-sponsored scams targeting US citizens - S.1053/H.R. 2246, the Foreign Investment Guardrails to Help Thwart China Act - Issues related to inbound and outbound investments to/from China - S.1877, H.R.2441, Improving Disclosure for Investors Act of 2025 - H.R. 3959, legislation codifying SEC Rule 15c2-11 - Issues relating to proxy advisors - Issues related to shareholder proposals - Issues related to SEC recordkeeping rules - Issues related to registered investment advisor regulations - Issues related to Sarbanes Oxley - Issues related to arbitration - H.R. 5748 and issues relating to Executive Order 14330, expansion opportunities for retirement plans - H.R. 3383, Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025, and related Senate legislation - S.3935, Municipal Securities Rulemaking Board Reform Act of 2026 and related House legislation - Issues relating to the funding model and privacy concerns of the Consolidated Audit Trail (CAT) - H.R.8338, SAFER Act of 2026 - H.R.8800, National Defense Authorization Act for Fiscal Year 2027 - H.R.8286, Protecting Americans' Retirement Savings From Politics Act - Issues relating to artificial intelligence in financial services - Issues relating to the RIA exam process - H.R.9574, The Informed Investor Access Act - Issues related to the accredited investor definition - S. 5642, The Protecting US Investors From Chinese Military Companies - S. 5643, The Know Your Sanctioned Securities Act - Issues relating to political contribution rules applicable to broker-dealers and municipal securities dealers, including the SECs proposal to rescind Rule 206 (4)-5 under the Investment Advisers Act
Literal federal measure citations: H.R. 3395, S.1053, H.R. 2246, S.1877, H.R.2441, H.R. 3959, H.R. 5748, H.R. 3383, S.3935, H.R.8338, H.R.8800, H.R.8286, H.R.9574, S. 5642, S. 5643
- Financial Services and General Government appropriations - HR 5166, Financial Services and General Government Appropriations Act, 2026 - Fiscal Year 2027 financial services and general government funding bills (House and Senate) - Issues relating to the funding model and privacy concerns of the Consolidated Audit Trail (CAT) - HR 6500, The Continuing Appropriations and Extensions Act, 2027
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