Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
2025 · 3rd Quarter (July 1 - Sep 30)
BROKER/DEALER COORDINATION GROUP
Filed by DAVIS & HARMAN LLP.
Open official filingSource-reported fields
Filing overview
- Type
- 3rd Quarter - Report
- Posted
- Oct 14, 2025
- Income
- $10,000.00
- Expenses
- Not reported
- Registrant
- DAVIS & HARMAN LLP
- Filing UUID
- 5d3014f9-0c94-4de4-a1e5-0a7077ee8fb5
- Termination date
- Not reported
Literal source text
Lobbying issues and bill citations
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Relationship and amount limits
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